Deadline for DORA – 17 January 2025!
August 30, 2024The Digital Operational Resilience Act is an EU regulation that entered into force on 16 January 2023 and will apply…
Navigating the EU Artificial Intelligence Act: How Businesses can Prepare
May 1, 2024On the 13 March 2024, the European Parliament adopted the Artificial Intelligence Act (‘AI Act’).
The Role of Instant Messaging in Financial Services
April 18, 2024In the wake of the global pandemic, there has been a prolific increase in remote and hybrid working among employees,…
FCA publishes further guidance for firms selling client banks
April 16, 2024The FCA has found evidence that in a small number of cases, firms have sold a client bank where they…
AI’s Influence on HR in the Financial Services Sector
January 15, 2024AI is ready to revolutionise the landscape of the financial services sector, giving both opportunities and challenges for HR professionals.
Key Considerations When Selling a UK Financial Services Business
January 12, 2024The sale of a financial services business needs to adopt an appropriate structure with expert legal and tax advice.
Navigating FCA Regulatory Business Plans
November 23, 2023Compliance with regulatory standards is a key legal requirement for financial services businesses.
Essential legal protections for FCA-regulated businesses
October 9, 2023Contracts serve as the cornerstone of professional relationships, outlining obligations, responsibilities and expectations between the parties.
How is the FCA Promoting Gender Diversity?
July 5, 2023The FCA has been promoting gender diversity in the financial services sector since the launch of the Women in Finance…
Whistleblowing & Financial Services
July 3, 2023Whistleblowing is the act of reporting a wrongdoing within an organisation with the aim of preventing it, and any harm…