The FCA’s Updates on Consumer Duty Implementation
July 10, 2024In less than one month, the Consumer Duty will also apply to closed products and services, which were sold before…
Case study – FCA authorisation application
June 14, 2024Only firms that are authorised (or exempt from the need for authorisation) can carry on a regulated activity in the…
Threshold updates for High Net Worth and Sophisticated Investors
November 27, 2023New thresholds for categorising investors as high net worth or sophisticated will come into force on 31 January 2024.
Navigating FCA Regulatory Business Plans
November 23, 2023Compliance with regulatory standards is a key legal requirement for financial services businesses.
Dear CEO: FCA’s new warning
November 22, 2023The FCA has called for firms to pay attention to all of their regulatory obligations, such as those concerning financial…
ICO warns of UK enforcement regarding cookies regulations
November 3, 2023The ICO has cautioned website operators that they should anticipate the commencement of UK enforcement regarding non-compliance with cookie regulations.
Essential legal protections for FCA-regulated businesses
October 9, 2023Contracts serve as the cornerstone of professional relationships, outlining obligations, responsibilities and expectations between the parties.
What is the future of ESG ratings for FS firms?
July 3, 2023While ESG remains high on the agendas of businesses, the UK government is reinforcing its ambition for the UK to…
UK Competition Regulator stops Microsoft’s cloud gaming acquisition
May 3, 2023Microsoft comes to everyone’s mind when we think of computer software. and has an estimated market share of 60-70% in…
Benefits of vesting charity land in the Official Custodian
March 16, 2023There are multiple ways for a charity to own a property, depending on how the charity is constituted, such as…