December 18, 2025Cyber incidents have shifted from rare events to a common occurrence. The legal and commercial consequences can be severe, ranging…
December 11, 2025The UK government is moving forward with plans to introduce a provisional licence regime for financial services firms, designed to…
December 9, 2025In a financial services context, the term regulated activity carries significant weight. It refers to specific types of business activity…
November 28, 2025Recent enforcement action by the Financial Conduct Authority (“FCA”) has highlighted a critical issue that many businesses overlook, namely, the…
November 27, 2025From small purchases to large, the success of every business transaction depends on a shared understanding between the parties involved.…
November 14, 2025The EU Data Act (Regulation (EU) 2023/2854) is set to be the cornerstone of the European Commission’s broader digital strategy…
October 22, 2025The FCA released a consultation paper on the 2nd of July 2025 seeking feedback on draft guidance to assist firms…- October 15, 2025The Herrington Carmichael corporate team continues to advise a leading regional firm of insolvency practitioners on a range of corporate…
August 1, 2025The Herrington Carmichael regulatory team advised EEA based fund on the FCA aspects of its acquisition of FCA authorised business.
August 1, 2025The Herrington Carmichael regulatory team advised a long established financial planning firm on successful application for FCA deauthorisation and cancellation…
