August 1, 2025The Herrington Carmichael regulatory team advised EEA based fund on the FCA aspects of its acquisition of FCA authorised business.
August 1, 2025The Herrington Carmichael regulatory team advised a long established financial planning firm on successful application for FCA deauthorisation and cancellation…
July 29, 2025In recent weeks, the FCA has issued two significant enforcement actions that should serve as a wake-up call to the…
June 16, 2025In the digital age, data privacy is a critical concern for businesses and individuals alike. A key element of any…
April 2, 2025On 06 April 2025, the Digital Markets, Competition and Consumers Act 2024 (“the DMCCA”) comes into effect. It’s now critical…
January 17, 2025The FCA’s Artificial Intelligence (“AI”) update [1] shows the FCA’s approach to ensure safe and responsible use of AI within…
December 11, 2024As artificial intelligence (AI) transforms industries and societies, the race to establish effective governance frameworks is intensifying. The UK and…
October 18, 2024The issue of modern slavery has once again captured the headlines, following a case that took place in late 2023,…
September 26, 2024The Payment Systems Regulator (PSR) is introducing a mandatory reimbursement framework for directed payment service providers (PSPs) to which the…
July 10, 2024In less than one month, the Consumer Duty will also apply to closed products and services, which were sold before…
