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Financial Services M&A

Our Corporate Team includes specialist lawyers able to deal with the technical aspects relating to the sale and purchase of Financial Services Companies. 

Financial Services Companies have their own unique set of issues, including complex payment mechanisms linked to the recurring revenue of the Company.

Financial Services Companies tend to be governed by the Financial Conduct Authority, and we are able to assist with the applications which need to be made as part of a sale of purchase.

Additionally you often see Appointed Representative Agreements being used post completion of a deal, where a seller remains with the company for a period. We have experience in drafting these to ensure that they comply with the requirements under SUP 12 of the FCA handbook.

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    We are solicitors in Camberley, Wokingham and London. In 2019, Herrington Carmichael won ‘Property Law Firm of the Year’ at the Thames Valley Business Magazines Property Awards, ‘Best Medium Sized Business’ at the Surrey Heath Business Awards and we were named IR Global’s ‘Member of the Year’. We are ranked as a Leading Firm 2022 by Legal 500 and Alistair McArthur is ranked in Chambers 2021.

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    Email: info@herrington-carmichael.com

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