This month’s episode covers references, with a focus on regulatory references in the Financial Services sector. We will be looking at what the legal position is for employers to provide a reference for former employees. We will also cover the regulatory reference system and the higher obligations that are placed on FCA and/or PRA regulated employers when providing references.
Acronym guide:
FCA – Financial Conduct Authority
FSMA – Financial Services and Markets Act 2000
GDPR – the General Data Protection Regulations and Data Protection Act
PRA – Prudential Regulation Authority
SMCR – Senior Manager Certification Regime
SMF – Senior Management Functions
Listen on
Speakers:

Usof Shah
Senior Solicitor, Immigration
t: 01276 748 387
e: usof.shah@herrington-carmichael.com

Alex Harper
Solicitor, Employment Law
Previous Podcasts
All in a Day’s Work: Menopause at work
This month's episode covers menopause in the workplace. We will discuss how employers can help support employees experiencing the symptoms of the...
Disputing Inheritance – What is contentious probate?
Are you looking to contest a Will or perhaps you are experiencing a probate or inheritance dispute? Our dispute resolution team are talking about...
FAQs: What is a Trust and how can Trusts be used?
Emma and Nicole are talking about Trusts and looking at the Frequently asked questions surrounding them: What is a Trust ?How is a Trust set up?How...
What is Adverse Possession?
Adverse possession is a legal principle by which an individual who is not the legal owner of land can become the legal owner by being in possession...
All in a Day’s Work: Skilled Worker Visas
This month’s episode covers skilled worker visas. Usof Shah and Samuel Gray will be discussing eligibility requirements for the visa as well as the...
All in a Day’s Work: Changing Contractual Terms
This month’s episode covers changing contractual terms. Samuel Gray and Tom Hyatt will be talking about how an employer can change contractual...
Award winning legal advice
Herrington Carmichael offers legal advice to UK and International businesses as well as individuals and families. Rated as a ‘Leading Firm 2023’ by the legal directory Legal 500 and listed in The Times ‘Best Law Firms 2023’. Herrington Carmichael has offices in London, Farnborough, Reading, and Ascot.








Email: info@herrington-carmichael.com
Farnborough
Brennan House, Farnborough Aerospace Centre Business Park, Farnborough, GU14 6XR
Reading (Appointment only)
The Abbey, Abbey Gardens, Abbey Street, Reading RG1 3BA
Ascot (Appointment only)
102, Berkshire House, 39-51 High Street, Ascot, Berkshire SL5 7HY
London (Appointment only)
60 St Martins Lane, Covent Garden, London WC2N 4JS
Privacy Policy | Legal Notices, T&Cs, Complaints Resolution | Cookies | Client Feedback | Diversity Data
Our Services
Corporate Lawyers
Commercial Lawyers
Commercial Property Lawyers
Conveyancing Solicitors
Dispute Resolution Lawyers
Divorce & Family Lawyers
Employment Lawyers
Immigration Law Services
Private Wealth & Inheritance Lawyers
Startups & New Business Lawyers
Please be aware that we have no plans to change our bank details. If you receive any indication that any of our bank details have changed please contact us before sending us any funds. We take no responsibility for monies you transfer into the wrong bank account.
© 2023 Herrington Carmichael LLP. Registered in England and Wales company number OC322293.
Herrington Carmichael LLP is authorised and regulated by the Solicitors Regulation Authority with registration number 446245.