This month’s episode covers references, with a focus on regulatory references in the Financial Services sector. We will be looking at what the legal position is for employers to provide a reference for former employees. We will also cover the regulatory reference system and the higher obligations that are placed on FCA and/or PRA regulated employers when providing references.
Acronym guide:
FCA – Financial Conduct Authority
FSMA – Financial Services and Markets Act 2000
GDPR – the General Data Protection Regulations and Data Protection Act
PRA – Prudential Regulation Authority
SMCR – Senior Manager Certification Regime
SMF – Senior Management Functions
Listen on
Speakers:

Usof Shah
Senior Solicitor, Immigration
t: 01276 748 387
e: usof.shah@herrington-carmichael.com

Alex Harper
Senior Solicitor, Employment Law
Previous Podcasts
All in a Day’s Work: Introduction to Redundancy
In this month's episode, we will cover an introduction into managing a redundancy process. We will discuss when a redundancy process may be needed...
All in a Day’s Work: Race Discrimination
In this month's episode, we will cover an introduction into discrimination with a particular focus on race discrimination under the Equality Act. We...
All in a Day’s Work: Senior or Specialist Worker Visas
In this month’s episode we will be covering the Senior or Specialist Worker Visa (Global Business Mobility). We will be discussing the eligibility...
Unfair Prejudice Claims – An Introductory Guide
In this podcast Stephen Baker and Ishwari Sharma, dispute resolution lawyers at Herrington Carmichael, discuss the principles that apply when a...
All in a Day’s Work: Introduction to TUPE
All in a Day's Work: Introduction to TUPE In this episode, Sam Gray and Tom Hyatt, Employment Solicitors at Herrington Carmichael discuss the basic...
All in a Day’s Work: What is ESG?
All in a Day's Work: What is ESG? This month’s episode is an introduction to environmental, social, and corporate governance (ESG) for Employers. We...
Award winning legal advice
Herrington Carmichael offers legal advice to UK and International businesses as well as individuals and families. Rated as a ‘Leading Firm 2024’ by the legal directory Legal 500 and listed in The Times ‘Best Law Firms 2023 & 2024’. Herrington Carmichael has offices in London, Farnborough, Reading, and Ascot.



Times Best Law Firm





Email: info@herrington-carmichael.com
Farnborough
Brennan House, Farnborough Aerospace Centre Business Park, Farnborough, GU14 6XR
Reading (Appointment only)
The Abbey, Abbey Gardens, Abbey Street, Reading RG1 3BA
Ascot (Appointment only)
102, Berkshire House, 39-51 High Street, Ascot, Berkshire SL5 7HY
London (Appointment only)
60 St Martins Lane, Covent Garden, London WC2N 4JS
Privacy Policy | Legal Notices, T&Cs, Complaints Resolution | Cookies | Client Feedback | Diversity Data
Our Services
Corporate Lawyers
Commercial Lawyers
Commercial Property Lawyers
Conveyancing Solicitors
Dispute Resolution Lawyers
Divorce & Family Lawyers
Employment Lawyers
Immigration Law Services
Private Wealth & Inheritance Lawyers
Startups & New Business Lawyers
Please be aware that we have no plans to change our bank details. If you receive any indication that any of our bank details have changed please contact us before sending us any funds. We take no responsibility for monies you transfer into the wrong bank account.
© 2023 Herrington Carmichael LLP. Registered in England and Wales company number OC322293.
Herrington Carmichael LLP is authorised and regulated by the Solicitors Regulation Authority with registration number 446245.