This month’s episode covers references, with a focus on regulatory references in the Financial Services sector. We will be looking at what the legal position is for employers to provide a reference for former employees. We will also cover the regulatory reference system and the higher obligations that are placed on FCA and/or PRA regulated employers when providing references.

Acronym guide:

FCA – Financial Conduct Authority

FSMA – Financial Services and Markets Act 2000

GDPR – the General Data Protection Regulations and Data Protection Act

PRA – Prudential Regulation Authority

SMCR – Senior Manager Certification Regime

SMF – Senior Management Functions

Listen on

Speakers:

Usof Shah

Usof Shah

Senior Solicitor, Immigration
t: 01276 748 387
e: usof.shah@herrington-carmichael.com

Alex Harper

Alex Harper

Senior Solicitor, Employment Law

t: 01276 854 925
e: alex.harper@herrington-carmichael.com

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